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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-03-18
TX RA APPROVED 2024-03-15
  • NJ RA
    APPROVED
    Since 2024-03-18
  • TX RA
    APPROVED
    Since 2024-03-15

Branch Locations

25 Deforest Avenue Floor 3, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizen's Bank Philadelphia PA 07/2016 10/2017
Citizens Securities, Inc Philadelphia PA 07/2016 10/2017
Jpmorgan Chase Bank, N.A. Newark DE 11/2017 03/2020
Jpmorgan Securities, Llc. Newark DE 11/2017 03/2020
Pennsylvania State University State College PA 08/2009 08/2017
Jpmorgan Chase Bank Na Chicago IL 03/2020 Present
Jpmorgan Securities Llc Chicago IL 03/2020 Present
Novele Inc. Brooklyn NY 09/2023 Present
  • 07/2016 → 10/2017
    Citizen's Bank
    Philadelphia, PA
  • 07/2016 → 10/2017
    Philadelphia, PA
  • 11/2017 → 03/2020
    Jpmorgan Chase Bank, N.A.
    Newark, DE
  • 11/2017 → 03/2020
    Jpmorgan Securities, Llc.
    Newark, DE
  • 08/2009 → 08/2017
    Pennsylvania State University
    State College, PA
  • 03/2020 → Present
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 03/2020 → Present
    Jpmorgan Securities Llc
    Chicago, IL
  • 09/2023 → Present
    Novele Inc.
    Brooklyn, NY
Previous Registrations
Other Businesses

Entity Name: Novele Inc. Investment related: No "Address: 45 Main St, 9th Floor, Brooklyn, NY 11201, https://www.novele.com/" Nature of the other business: Energy Storage Devices Position/Title/Relationship: Owner/Partner Start Date: 09/29/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Business designs and manufactures energy storage devices. I will have no role in the company. I would be buying 0.2% ownership into the company. I believe they do their business banking with Chase.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-15
S63 Uniform Securities Agent State Law Examination 2017-06-16
  • S65 Uniform Investment Adviser Law Examination
    2024-03-15
  • S63 Uniform Securities Agent State Law Examination
    2017-06-16
Other Names
  • Kevin Conwell
  • Kevin M Conwell

View on SEC IAPD

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