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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-03-18 |
| TX | RA | APPROVED | 2024-03-15 |
Branch Locations
25 Deforest Avenue Floor 3, Summit, NJ 07901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizen's Bank | Philadelphia | PA | 07/2016 | 10/2017 |
| Citizens Securities, Inc | Philadelphia | PA | 07/2016 | 10/2017 |
| Jpmorgan Chase Bank, N.A. | Newark | DE | 11/2017 | 03/2020 |
| Jpmorgan Securities, Llc. | Newark | DE | 11/2017 | 03/2020 |
| Pennsylvania State University | State College | PA | 08/2009 | 08/2017 |
| Jpmorgan Chase Bank Na | Chicago | IL | 03/2020 | Present |
| Jpmorgan Securities Llc | Chicago | IL | 03/2020 | Present |
| Novele Inc. | Brooklyn | NY | 09/2023 | Present |
Entity Name: Novele Inc. Investment related: No "Address: 45 Main St, 9th Floor, Brooklyn, NY 11201, https://www.novele.com/" Nature of the other business: Energy Storage Devices Position/Title/Relationship: Owner/Partner Start Date: 09/29/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Business designs and manufactures energy storage devices. I will have no role in the company. I would be buying 0.2% ownership into the company. I believe they do their business banking with Chase.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-16 |
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