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Amy Yi-Feng Chao

Wells Fargo Clearing Services, LLC

Los Angeles, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-17
CA RA APPROVED 2022-08-22
  • TX RA
    APPROVED
    Since 2023-04-17
  • CA RA
    APPROVED
    Since 2022-08-22

Branch Locations

333 S Grand Ave 12Th Fl, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Hacienda Heights CA 07/2016 11/2021
Jpmorgan Chase Bank Hacienda Heights CA 07/2016 12/2021
Wells Fargo Clearing Services, Llc Los Angeles CA 12/2021 Present
  • 07/2016 → 11/2021
    Jp Morgan Securities Llc
    Hacienda Heights, CA
  • 07/2016 → 12/2021
    Jpmorgan Chase Bank
    Hacienda Heights, CA
  • 12/2021 → Present
    Wells Fargo Clearing Services, Llc
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-21
S63 Uniform Securities Agent State Law Examination 2016-08-19
  • S65 Uniform Investment Adviser Law Examination
    2022-08-21
  • S63 Uniform Securities Agent State Law Examination
    2016-08-19
Other Names
  • Amy Y Chao
  • Amy Yi-Feng Chao
  • Amy Y. Chao

View on SEC IAPD

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