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Current Employers
Galleria Financial Advisors, Llc

3300 Riverwood Parkway Suite 700, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2011-11-17
  • GA RA
    APPROVED
    Since 2011-11-17

Branch Locations

3300 Riverwood Parkway Suite 700, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Galleria Financial Advisors, Llc Atlanta GA 11/2004 Present
Previous Registrations
Other Businesses

Mr. Weld is a passive investor and minority member in the following private companies for which he devotes zero hours to these businesses during trading hours: Galleria Boston LLC (2014), Galleria BQ LLC (2011), Galleria Energy Earth LLC (2012), Galleria EWO LLC (2015), Galleria Intellisense LLC (2019), Galleria Parkview LLC (2016), Galleria Underground LLC (2017), Galleria Venom LLC (2015), Seven Springs LLC (2018) and Riverwood Fastback LLC (2019).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-04
  • S65 Uniform Investment Adviser Law Examination
    2005-01-04

View on SEC IAPD

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