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Aaron Michael Froehlich

LPl Enterprise, LLC

Liberty, MO

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-02-21
MO RA APPROVED 2025-02-20
TX RA APPROVED 2025-02-20
  • AL RA
    APPROVED
    Since 2025-02-21
  • MO RA
    APPROVED
    Since 2025-02-20
  • TX RA
    APPROVED
    Since 2025-02-20

Branch Locations

1528 Ne 96Th St Suite A, Liberty, MO 64068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hbw Securities Llc Simi Valley CA 07/2016 06/2017
Alcon Fort Worth TX 09/2011 08/2023
Cetera Advisor Networks Llc El Segundo CA 06/2017 02/2025
Aaron'S Reffing - Sole Proprietorship Kansas City MO 01/2010 12/2021
Hbw Advisory Services Simi Valley CA 09/2020 09/2020
Healthy Foundations Financial, Llc Kansas City MO 07/2021 02/2025
Cetera Investment Advisers Llc Schaumburg IL 06/2023 02/2025
Serenity Now, Llc Liberty MO 04/2024 02/2025
Lpl Enterprise Liberty MO 02/2025 Present
  • 07/2016 → 06/2017
    Hbw Securities Llc
    Simi Valley, CA
  • 09/2011 → 08/2023
    Alcon
    Fort Worth, TX
  • 06/2017 → 02/2025
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 01/2010 → 12/2021
    Aaron'S Reffing - Sole Proprietorship
    Kansas City, MO
  • 09/2020 → 09/2020
    Hbw Advisory Services
    Simi Valley, CA
  • 07/2021 → 02/2025
    Healthy Foundations Financial, Llc
    Kansas City, MO
  • 06/2023 → 02/2025
    Schaumburg, IL
  • 04/2024 → 02/2025
    Serenity Now, Llc
    Liberty, MO
  • 02/2025 → Present
    Lpl Enterprise
    Liberty, MO
Previous Registrations
Other Businesses

1. 02/18/2025 - Ehler Financial Group - DBA for LPL Business (entity for LPL business) - INV REL - Liberty, MO., 64068 - Start Date 02/17/2025 - 180 HRS/MO 2. 02/18/2025 - Serenity Now, LLC - Real Estate Rental - INV REL - Liberty, MO., 64068 - Start Date 09/01/2024 - 2 HRS/MO 3. 02/18/2025 - Healthy Foundations Financial, LLC - Business Entity For Tax/Investment Purposes - INV REL - Liberty, MO., 64068 - Start Date 07/06/2021 - 180 HRS/MO 4. 02/18/2025 - Ehler Financial Group - Non-Variable Insurance - INV REL - Liberty, MO., 64068 - Start Date 06/14/2019 - 2 HRS/MO 5. 02/18/2025 - Serenity Now, LLC - Business Entity For Tax/Investment Purposes - INV REL - Liberty, MO., 64068 - Start Date 09/01/2024 - 2 HRS/MO 6. 02/18/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Liberty, MO., 64068 - Start Date 02/18/2025 - 160 HRS/MO 7. 02/18/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Liberty, MO., 64068 - Start Date 02/18/2025 - 160 HRS/MO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-26
S63 Uniform Securities Agent State Law Examination 2016-10-27
  • S65 Uniform Investment Adviser Law Examination
    2020-08-26
  • S63 Uniform Securities Agent State Law Examination
    2016-10-27

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