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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-02-21 |
| MO | RA | APPROVED | 2025-02-20 |
| TX | RA | APPROVED | 2025-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hbw Securities Llc | Simi Valley | CA | 07/2016 | 06/2017 |
| Alcon | Fort Worth | TX | 09/2011 | 08/2023 |
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2017 | 02/2025 |
| Aaron'S Reffing - Sole Proprietorship | Kansas City | MO | 01/2010 | 12/2021 |
| Hbw Advisory Services | Simi Valley | CA | 09/2020 | 09/2020 |
| Healthy Foundations Financial, Llc | Kansas City | MO | 07/2021 | 02/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 02/2025 |
| Serenity Now, Llc | Liberty | MO | 04/2024 | 02/2025 |
| Lpl Enterprise | Liberty | MO | 02/2025 | Present |
1. 02/18/2025 - Ehler Financial Group - DBA for LPL Business (entity for LPL business) - INV REL - Liberty, MO., 64068 - Start Date 02/17/2025 - 180 HRS/MO 2. 02/18/2025 - Serenity Now, LLC - Real Estate Rental - INV REL - Liberty, MO., 64068 - Start Date 09/01/2024 - 2 HRS/MO 3. 02/18/2025 - Healthy Foundations Financial, LLC - Business Entity For Tax/Investment Purposes - INV REL - Liberty, MO., 64068 - Start Date 07/06/2021 - 180 HRS/MO 4. 02/18/2025 - Ehler Financial Group - Non-Variable Insurance - INV REL - Liberty, MO., 64068 - Start Date 06/14/2019 - 2 HRS/MO 5. 02/18/2025 - Serenity Now, LLC - Business Entity For Tax/Investment Purposes - INV REL - Liberty, MO., 64068 - Start Date 09/01/2024 - 2 HRS/MO 6. 02/18/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Liberty, MO., 64068 - Start Date 02/18/2025 - 160 HRS/MO 7. 02/18/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Liberty, MO., 64068 - Start Date 02/18/2025 - 160 HRS/MO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-27 |
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