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2054 Vista Parkway Ste 400, West Palm Beach, FL 33411 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-06-23 |
| TX | RA | APPROVED | 2026-06-23 |
Branch Locations
2054 Vista Parkway Ste 400, West Palm Beach, FL 33411 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2016 | 01/2024 |
| Self Employed | Scottsdale | AZ | 10/2011 | 10/2016 |
| Facet | West Palm Beach | FL | 06/2026 | Present |
| Unemployed | Cicero | IN | 02/2024 | 05/2026 |
(1) Online reseller. Non Investment related. Private residence. Part time reselling of clothing, beauty products, etc. online. Start date Jan 1, 2020. Hours per month: 20-40 and 0 during securities trading hours. (2) 10 West Restaurant. Non investment related. Part time bartending/serving on weekends. Start date June 1, 2025. Hours per month: 16-40 and 0 during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-26 |
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