Andrew Ryan Frank

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-07-13

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	07/2016	09/2019
Vanguard Marketing Corporation	Charlotte	NC	07/2016	09/2019
Mml Investors Services, Llc	Atlanta	GA	10/2019	05/2020
Mass Mutual Life Insurance Co	Atlanta	GA	10/2019	05/2020
Invesco	Atlanta	GA	05/2020	07/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Winter Park	FL	10/2022	01/2023
Unemployed	Chamblee	GA	07/2022	10/2022
Bank Of America N.A.	Winter Park	FL	12/2022	01/2023
Polley Wealth Management Llc	Orlando	FL	01/2023	07/2023
Charles Schwab & Co., Inc.	Tampa	FL	07/2023	Present
Charles Schwab Bank, Ssb	Tampa	FL	07/2023	Present

07/2016 → 09/2019

The Vanguard Group, Inc.

Charlotte, NC
07/2016 → 09/2019

Vanguard Marketing Corporation

Charlotte, NC
10/2019 → 05/2020

Mml Investors Services, Llc

Atlanta, GA
10/2019 → 05/2020

Mass Mutual Life Insurance Co

Atlanta, GA
05/2020 → 07/2022

Invesco

Atlanta, GA
10/2022 → 01/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Winter Park, FL
07/2022 → 10/2022

Unemployed

Chamblee, GA
12/2022 → 01/2023

Bank Of America N.A.

Winter Park, FL
01/2023 → 07/2023

Polley Wealth Management Llc

Orlando, FL
07/2023 → Present

Charles Schwab & Co., Inc.

Tampa, FL
07/2023 → Present

Charles Schwab Bank, Ssb

Tampa, FL

2023-02-13 → 2023-07-13

Polley Wealth Management Llc

Orlando, FL
2022-12-12 → 2023-01-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Winter Park, FL
2019-11-01 → 2020-06-02

Mml Investors Services, Llc

Atlanta, GA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-12-05
S63	Uniform Securities Agent State Law Examination	2016-09-30