Stuart Alan Vaughn

Current Employers

Employment History

• 09/2016 → 08/2023
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 05/2017 → 08/2023
  Northwestern Mutual Investment Services Llc
  Charlotte, NC
• 09/2017 → 08/2023
  Northwestern Mutual Wealth Managment Company
  Milwuakee, WI
• 08/2023 → Present
  Lpl Financial Llc
  Charlotte, NC
• 08/2023 → 11/2024
  Davinci Financial Designs Llc
  Columbia, SC
• 11/2024 → Present
  Independent Adv. Alliance
  Charlotte, NC

Previous Registrations

• 2023-08-25 → 2024-12-19
  Davinci Financial Designs
  Columbia, SC

Other Businesses

1) 12/03/2024 - Independent Advisor Alliance - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 11/21/2024 - 150 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2) 12/03/2024 - Precision Point Wealth Management - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/21/2024 - 150 Hours per Month/ 8 Hours During Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 01/03/2025 - Precision Point Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 11/21/2024 - 150 Hrs/Mth - 8Hrs During Trading 4)09/16/2025 - Chatford Capital, LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Home Based - Start Date:02/01/2022 - 1 Hrs/Mth - 0 Hrs During Trading. 5) 09/30/2025 - The Cason Group - Investment Related - Non-Variable Insurance - Home Based - Start Date:11/01/2024 - 30 Hrs/Mth - 2 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-06-30

Designations

Other Names

• Stuart Vaughn
• Stu Vaughn