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Seth Wilfred Wagner

Berger Financial Group

Plymouth, MN

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Current Employers
Berger Financial Group

1695 State Hwy 169 N, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-14
MN RA APPROVED 2020-07-31
  • TX RA
    APPROVED_RES
    Since 2023-11-14
  • MN RA
    APPROVED
    Since 2020-07-31

Branch Locations

1695 State Hwy 169 N, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 07/2016 07/2020
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2018 07/2020
Berger Financial Group Plymouth MN 07/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-02-15
  • S65 Uniform Investment Adviser Law Examination
    2019-02-15

View on SEC IAPD

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