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John Joseph Trotta

Td Private Client Wealth LLC

New York, NY

Melville, NY

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-09-29
NV RA APPROVED 2023-07-18
GA RA APPROVED 2023-04-21
DC RA APPROVED 2022-04-14
NH RA APPROVED 2022-04-06
VA RA APPROVED 2022-04-04
NJ RA APPROVED 2022-04-01
CA RA APPROVED 2022-03-30
NY RA APPROVED 2021-08-19
FL RA APPROVED 2021-07-22
MA RA APPROVED 2020-07-07
VT RA APPROVED 2020-01-08
OH RA APPROVED 2018-05-25
CT RA APPROVED 2017-02-17
  • SC RA
    APPROVED
    Since 2023-09-29
  • NV RA
    APPROVED
    Since 2023-07-18
  • GA RA
    APPROVED
    Since 2023-04-21
  • DC RA
    APPROVED
    Since 2022-04-14
  • NH RA
    APPROVED
    Since 2022-04-06
  • VA RA
    APPROVED
    Since 2022-04-04
  • NJ RA
    APPROVED
    Since 2022-04-01
  • CA RA
    APPROVED
    Since 2022-03-30
  • NY RA
    APPROVED
    Since 2021-08-19
  • FL RA
    APPROVED
    Since 2021-07-22
  • MA RA
    APPROVED
    Since 2020-07-07
  • VT RA
    APPROVED
    Since 2020-01-08
  • OH RA
    APPROVED
    Since 2018-05-25
  • CT RA
    APPROVED
    Since 2017-02-17

Branch Locations

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

324 So. Service Road, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Private Client Wealth Llc Hartford CT 07/2016 Present
Td Bank, N.A. Hartford CT 07/2016 05/2022
Td Bank N.A. Melville NY 05/2022 Present
  • 07/2016 → Present
    Td Private Client Wealth Llc
    Hartford, CT
  • 07/2016 → 05/2022
    Td Bank, N.A.
    Hartford, CT
  • 05/2022 → Present
    Td Bank N.A.
    Melville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-10
  • S66 Uniform Combined State Law Examination
    2017-02-10
Designations

View on SEC IAPD

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