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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-12-08
NJ RA APPROVED 2017-05-18
  • TX RA
    APPROVED
    Since 2017-12-08
  • NJ RA
    APPROVED
    Since 2017-05-18

Branch Locations

302 Carnegie Center Stes 102 & 104, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation Allentown PA 07/2016 04/2017
Wells Fargo Clearing Services Llc Lawrenceville NJ 04/2017 Present
Previous Registrations
  • 2017-01-10 → 2017-04-25
    Osaic Fa, Inc.
    Allentown, PA
Other Businesses

POWER OF ATTORNEY FOR FATHER; INV RELATED; PLYMOUTH, MI; START: 10/26/16; 2 HRS/MO; 0 DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-21
  • S66 Uniform Combined State Law Examination
    2016-10-21

View on SEC IAPD

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