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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-05-02 |
| TX | RA | APPROVED | 2021-04-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith | Lincoln | RI | 06/2020 | Present |
| University Of Connecticut | Storrs | CT | 08/2019 | 06/2020 |
| Merrill Lynch | West Hartford | CT | 05/2019 | 08/2019 |
| University Of Connecticut | Storrs | CT | 08/2018 | 05/2019 |
| Voya Investment Management | Windsor | CT | 05/2018 | 08/2018 |
| University Of Connecticut | Storrs | CT | 08/2017 | 05/2018 |
| Merrill Lynch | Farmington | CT | 05/2017 | 08/2017 |
| University Of Connecticut | Storrs | CT | 08/2016 | 05/2017 |
| Bank Of America, N.A. | Lincoln | RI | 06/2022 | Present |
I* 1835266 For profit or not for profit: Name of outside business organization: University of Connecticut Men's Lacrosse Team Investment related: no Address of business: storrs, CT, 06269 Nature of business: School, College or University Position, title, association: Other Start date of relationship: 09/02/2024 Number of hours devoted: 4 weekly Number of hours devoted during trading hours: 0 Duties: Defensive Coordinator/Assistant Coach
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-29 |
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