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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-26 |
Branch Locations
Three Galleria Tower 13155 Noel Rd Suite 1400, Dallas, TX 75240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 12/2018 | 11/2021 |
| Better Homes & Gardens Real Estate | Prairie Village | KS | 10/2014 | 05/2017 |
| State Street Trust & Bank | Kansas City | MO | 06/2017 | 02/2018 |
| State Street Trust & Bank | Kansas City | MO | 02/2018 | 11/2018 |
| Lockton Companies, Llc | Dallas | TX | 11/2021 | 12/2021 |
| Lockton Investment Advisor, Llc | Dallas | TX | 11/2021 | 12/2021 |
| Creative Planning, Llc | Dallas | TX | 12/2021 | 11/2024 |
| Mma Securities Llc | Dallas | TX | 11/2024 | Present |
| Marsh Mclennan Agency | Dallas | TX | 11/2024 | Present |
1) The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-06 |
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