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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-04-04 |
Branch Locations
20263 N Lake Pleasant Rd, Peoria, AZ 85382 • United States
1875 W Deer Valley Rd, Phoenix, AZ 85027 • United States
20016 North 67Th Avenue, Glendale, AZ 85308 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Riverside | CA | 07/2016 | 05/2019 |
| Bank Of America, N.A. | Riverside | CA | 08/2018 | 05/2019 |
| Edward Jones | St. Louis | MO | 02/2020 | 06/2020 |
| U.S. Bank | Banning | CA | 10/2019 | 02/2020 |
| Amazon | Rialto | CA | 08/2019 | 08/2019 |
| Fidelity Investments | Rancho Cucamonga | CA | 06/2020 | 09/2023 |
| Fidelity Investments | Rancho Cucamonga | CA | 09/2023 | 03/2024 |
| Pnc Investments Llc | Glendale | AZ | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-21 |
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