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Connor L Hawkinson

Rbc Capital Markets, LLC

Boston, MA

Dover, MA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-08-05
  • RI RA
    APPROVED
    Since 2025-08-05

Branch Locations

53 State Street Suite 3600, Boston, MA 02109-1875 • United States

Dover, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Global X Management Company New York NY 07/2016 07/2025
Foreside Fund Services, Llc New York NY 07/2016 07/2025
Rbc Capital Markets, Llc Boston MA 07/2025 Present
City National Bank Boston MA 10/2025 Present
  • 07/2016 → 07/2025
    Global X Management Company
    New York, NY
  • 07/2016 → 07/2025
    Foreside Fund Services, Llc
    New York, NY
  • 07/2025 → Present
    Rbc Capital Markets, Llc
    Boston, MA
  • 10/2025 → Present
    City National Bank
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-05
S63 Uniform Securities Agent State Law Examination 2016-08-19
  • S66 Uniform Combined State Law Examination
    2025-08-05
  • S63 Uniform Securities Agent State Law Examination
    2016-08-19

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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