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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-06-26 |
| IL | RA | APPROVED | 2018-06-25 |
Branch Locations
540 W Madison St Ci Client Management, Chicago, IL 60661 • United States
Arlington Heights, IL • United States
100 Federal St Ci Business Controls, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Optionsxpress, Inc. | Chicago | IL | 07/2016 | 10/2017 |
| Charles Schwab & Co., Inc. | Chicago | IL | 07/2016 | 02/2018 |
| Educational Testing | Chicago | IL | 03/2017 | 04/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 03/2018 | Present |
I*417010 For profit or not for profit: Entity For Profit Name of outside business organization: Ebay Investment related: N Address of business: Chicago, Illinois, 60625 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Other"], Start date of relationship: 9/1/2021 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Owner, I am looking to downsize my collection by selling through Ebay. I intend to sell old toys, video games, comics, and trading cards on Ebay. I*415198 For profit or not for profit: For-Profit Organization Name of outside business organization: George K. Vidas Investment related: N Address of business: Chicago, Illinois 60656 Nature of business: Other Position, title, association: Owner, Start date of relationship: 9/24/2019 Number of hours devoted: 0 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Upload original music to Spotify, Bandcamp and YouTube.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-27 |
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