Best Investors Account Sign in

Douglas James Fisher

Equitable Advisors, LLC

Bala Cynwyd, PA

Lancaster, PA

Claim This Profile
Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-09
PA RA APPROVED 2023-03-20
  • TX RA
    APPROVED
    Since 2025-01-09
  • PA RA
    APPROVED
    Since 2023-03-20

Branch Locations

1 Belmont Avenue Ste. 1100, Bala Cynwyd, PA 19004 • United States

Lancaster, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Victory Brewing Co. Parkesburg PA 06/2016 09/2016
Axa Advisors, Llc New York NY 08/2016 06/2020
Equitable Advisors, Llc New York NY 08/2016 Present
  • 06/2016 → 09/2016
    Victory Brewing Co.
    Parkesburg, PA
  • 08/2016 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 08/2016 → Present
    Equitable Advisors, Llc
    New York, NY
Other Businesses

1) USING HTTPS://WWW.ROCKLANDWEALTH.COM/;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-18
S63 Uniform Securities Agent State Law Examination 2017-12-29
  • S65 Uniform Investment Adviser Law Examination
    2023-03-18
  • S63 Uniform Securities Agent State Law Examination
    2017-12-29
Other Names
  • Douglas J. Fisher

View on SEC IAPD

Other Firms

AWH FINANCIAL, LLC
PST ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
OSAIC WEALTH, INC.
OUP MANAGEMENT CO., LLC
RADCLIFFE CAPITAL MANAGEMENT, L.P.
OVP MANAGEMENT CO., LLC
MINERVA ADVISORS LLC

Other Investors

SETH Andrew KAMENS
CHAD WAYNE REED
Timothy Patrick Clifford
Jeannette Marie Jeffers
RUSSELL ANTHONY MURRAY
Ricardo Eduardo Vielledent
Hailey Burroughs Ellis
Michelle Josephine Graham

Other Offices

AWH FINANCIAL, LLC · BALA CYNWYD, PA
PST ADVISORS, LLC · BALA CYNWYD, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHILADELPHIA, PA
OSAIC WEALTH, INC. · Bala Cynwyd, PA
EQUITABLE ADVISORS, LLC · BALA CYNWYD, PA
EQUITABLE ADVISORS, LLC · BALA CYNWYD, PA
OUP MANAGEMENT CO., LLC · BALA CYNWYD, PA
RADCLIFFE CAPITAL MANAGEMENT, L.P. · BALA CYNWYD, PA

More in Bala Cynwyd, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor