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Herman Bodine Doughty

Allworth Financial, L.P.

Folsom, CA

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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-12-07
  • CA RA
    APPROVED
    Since 2011-12-07

Branch Locations

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aw Securities Sacramento CA 07/2005 Present
Allworth Financial, L.P. Sacramento CA 05/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-20
  • S66 Uniform Combined State Law Examination
    2011-05-20
Other Names
  • Herman Doughty
  • Tad Doughty

View on SEC IAPD

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