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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-05 |
Branch Locations
100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States
128 S Tryon Street, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Tampa | FL | 04/2016 | 06/2019 |
| Nutricell | Naples | FL | 07/2016 | 04/2017 |
| 7Th Avenue Social | Naples | FL | 01/2016 | 04/2017 |
| The Prudential Insurance Company Of America | Fort Myers | FL | 11/2016 | 06/2019 |
| Wells Fargo Bank, Na | Charlotte | NC | 06/2019 | 04/2025 |
| Wells Fargo Clearing Services, Llc | Naples | FL | 06/2019 | 04/2025 |
| First Citizens Investor Services | Raleigh | NC | 12/2025 | Present |
| Unemployed | Charlotte | NC | 04/2025 | 12/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-28 |
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