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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-06-29
  • OH RA
    APPROVED
    Since 2026-06-29

Branch Locations

3460 Medina Rd, Medina, OH 44256-8296 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-02-17
  • OH RA
    APPROVED
    Since 2023-02-17

Branch Locations

Montville 3460 Medina Road, Medina, OH 44256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sterne Agee Financial Services, Inc. Richfield OH 09/2014 02/2023
Sterne Agee Investment Advisor Services, Inc. Birmingham AL 01/2015 01/2023
The Huntington Investment Company Columbus OH 02/2023 Present
Ameriprise Financial Services, Llc. Medina OH 06/2026 Present
Previous Registrations
  • 2015-01-30 → 2023-02-16
    Richfield, OH
    Birmingham, AL
    Hudson, OH
    Bath, OH
  • 2009-05-13 → 2015-01-30
    Wrp Investments, Inc.
    Garfield Heights, OH
    Richfield, OH
    Youngstown, OH
  • 2005-02-14 → 2009-05-07
    Columbus, OH
    Westlake, OH
    Independence, OH
    Seven Hills, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-27
  • S66 Uniform Combined State Law Examination
    2007-12-27

View on SEC IAPD

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