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Alexander Steven Sarkis

Ameriprise Financial Services, LLC

Dorchester, MA

Dorchester, MA

Boston, MA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-01-07
  • NJ RA
    APPROVED
    Since 2026-01-07

Branch Locations

Dorchester, MA • United States

Dorchester, MA • United States

60 State St, Suite 2100, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Providence RI 01/2017 05/2017
Fred Deroma & Son, Inc. Roslindale MA 06/2016 06/2017
Crossfit Craic Norwood MA 08/2016 11/2020
Clam Bake Canton MA 08/2013 06/2017
Stonehill College Easton MA 08/2013 05/2017
Axa Advisors, Llc New York NY 08/2017 05/2018
Ameriprise Financial Services Inc Boston MA 11/2020 03/2023
Silicon Valley Bank Newton MA 06/2018 03/2020
Ameriprise Financial Services, Llc Boston MA 11/2025 Present
Cargurus Boston MA 03/2023 10/2025
  • 01/2017 → 05/2017
    Morgan Stanley
    Providence, RI
  • 06/2016 → 06/2017
    Fred Deroma & Son, Inc.
    Roslindale, MA
  • 08/2016 → 11/2020
    Crossfit Craic
    Norwood, MA
  • 08/2013 → 06/2017
    Clam Bake
    Canton, MA
  • 08/2013 → 05/2017
    Stonehill College
    Easton, MA
  • 08/2017 → 05/2018
    Axa Advisors, Llc
    New York, NY
  • 11/2020 → 03/2023
    Ameriprise Financial Services Inc
    Boston, MA
  • 06/2018 → 03/2020
    Silicon Valley Bank
    Newton, MA
  • 11/2025 → Present
    Ameriprise Financial Services, Llc
    Boston, MA
  • 03/2023 → 10/2025
    Cargurus
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-02-03
S66 Uniform Combined State Law Examination 2021-01-04
  • S63 Uniform Securities Agent State Law Examination
    2026-02-03
  • S66 Uniform Combined State Law Examination
    2021-01-04
Other Names
  • Alex Steven Sarkis
  • Alex Sarkis

View on SEC IAPD

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