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Colin Jacob Johnson

LPl Financial LLC

Winchester, VA

Strasburg, VA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-04-07
  • VA RA
    APPROVED
    Since 2020-04-07

Branch Locations

Winchester, VA • United States

140 E. King Street, Strasburg, VA 22657 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 06/2016 11/2017
Mcadam Llc Tysons Corner VA 06/2016 04/2019
Ameriprise Financial Services, Inc Winchester VA 07/2019 03/2020
Lpl Financial Llc Strasburg VA 04/2020 Present
  • 06/2016 → 11/2017
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 06/2016 → 04/2019
    Mcadam Llc
    Tysons Corner, VA
  • 07/2019 → 03/2020
    Ameriprise Financial Services, Inc
    Winchester, VA
  • 04/2020 → Present
    Lpl Financial Llc
    Strasburg, VA
Previous Registrations
Other Businesses

1)4/7/2020- DCA Financial Group-DBA for LPL Business (entity for LPL business)- Inv. Related- Strasburg, VA- 100%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-08
S63 Uniform Securities Agent State Law Examination 2016-09-02
  • S65 Uniform Investment Adviser Law Examination
    2016-10-08
  • S63 Uniform Securities Agent State Law Examination
    2016-09-02
Other Names
  • Colin Johnson
  • Colin Jacob Johnson

View on SEC IAPD

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