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Robert James Carmichael

Rbc Capital Markets, LLC

Walnut Creek, CA

Pleasant Hill, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-26
CA RA APPROVED 2021-01-25
  • TX RA
    APPROVED
    Since 2021-01-26
  • CA RA
    APPROVED
    Since 2021-01-25

Branch Locations

1331 North California Blvd. Suite 650, Walnut Creek, CA 94596 • United States

Pleasant Hill, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Walnut Creek CA 08/2020 Present
Costco Wholesale Rohnert Park CA 04/2020 05/2020
Costco Wholesale Rohnert Park CA 07/2018 11/2019
Mountain Mikes Pizza Rohnert Park CA 03/2017 06/2018
Sonoma State University Rohnert Park CA 08/2016 05/2020
  • 08/2020 → Present
    Rbc Capital Markets, Llc
    Walnut Creek, CA
  • 04/2020 → 05/2020
    Costco Wholesale
    Rohnert Park, CA
  • 07/2018 → 11/2019
    Costco Wholesale
    Rohnert Park, CA
  • 03/2017 → 06/2018
    Mountain Mikes Pizza
    Rohnert Park, CA
  • 08/2016 → 05/2020
    Sonoma State University
    Rohnert Park, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-21
  • S66 Uniform Combined State Law Examination
    2021-01-21

View on SEC IAPD

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