Alvaro Andres Gomez-Mena

Ubs Financial Services Inc.

Coral Gables, FL

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-08-18

FL RA
APPROVED

Since 2023-08-18

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Florida International University	Miami	FL	06/2016	12/2019
Northwestern Mutual	Miami	FL	12/2018	04/2019
Appelrouth Farah & Co., P.A.	Miami	FL	12/2019	03/2020
Unemployed	Miami	FL	03/2020	08/2020
Firepak, Inc.	Miami	FL	08/2020	07/2021
Benessere Investment Group	Miami	FL	07/2021	05/2022
Lpl Financial Llc	Miami	FL	05/2022	04/2023
Ubs Financial Services, Inc.	Coral Gables	FL	08/2023	Present
Unemployed	Miami	FL	04/2023	08/2023

06/2016 → 12/2019

Florida International University

Miami, FL
12/2018 → 04/2019

Northwestern Mutual

Miami, FL
12/2019 → 03/2020

Appelrouth Farah & Co., P.A.

Miami, FL
03/2020 → 08/2020

Unemployed

Miami, FL
08/2020 → 07/2021

Firepak, Inc.

Miami, FL
07/2021 → 05/2022

Benessere Investment Group

Miami, FL
05/2022 → 04/2023

Lpl Financial Llc

Miami, FL
08/2023 → Present

Ubs Financial Services, Inc.

Coral Gables, FL
04/2023 → 08/2023

Unemployed

Miami, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-04-19

S66 Uniform Combined State Law Examination

2023-04-19

Other Names

Alvaro Andres Gomez-Mena
Alvaro Gomez-Mena

View on SEC IAPD

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