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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-07-18 |
| TX | RA | APPROVED | 2023-05-10 |
Branch Locations
9130 North Fwy, Houston, TX 77037 • United States
1605 Lockwood, Houston, TX 77020 • United States
175 Yale St, Houston, TX 77007 • United States
4320 Ella Boulevard, Houston, TX 77018 • United States
712 Main Street, Houston, TX 77002 • United States
600 Mcgowen St, Houston, TX 77006 • United States
2435 West Alabama, Houston, TX 77098 • United States
1935 W. Gray Street, Houston, TX 77019 • United States
529 W 19Th St, Houston, TX 77008 • United States
5207 Airline Drive, Houston, TX 77022 • United States
8799 North Loop East, Houston, TX 77029 • United States
500 Dallas Street Ste L-10, Floor 01, Houston, TX 77002 • United States
712 Main St, Floor 5, Houston, TX 77002 • United States
3209 N Shepherd Dr, Houston, TX 77018 • United States
929 E Little York Rd, Houston, TX 77076 • United States
2430 Highway 6, Sugar Land, TX 77478-4112 • United States
2430 Highway 6, Sugar Land, TX 77478 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Redondo Beach | CA | 08/2014 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Redondo Beach | CA | 08/2014 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Redondo Beach | CA | 01/2018 | 04/2023 |
| Bank Of America, N.A. | Redondo Beach | CA | 01/2018 | 04/2023 |
| Cit Group | Manhattan Beach | CA | 02/2017 | 01/2018 |
| J.P. Morgan Securities Llc | Seattle | WA | 05/2023 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Redondo Beach | CA | 08/2014 | 03/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-25 |
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