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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-04-17
TX RA APPROVED 2024-01-02
MT RA APPROVED 2023-06-29
  • AZ RA
    APPROVED
    Since 2024-04-17
  • TX RA
    APPROVED
    Since 2024-01-02
  • MT RA
    APPROVED
    Since 2023-06-29

Branch Locations

550 N. 31St Street Suite 530, Billings, MT 59101 • United States

7373 N Scottsdale Rd Ste A250, Scottsdale, AZ 85253 • United States

3573 E Sunrise Drive Ste 133, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Financial Equity Corporation Billings MT 03/2016 04/2022
Double Diamond Oilfield Services Llc Shepherd MT 03/2013 05/2025
Cetera Wealth Services, Llc El Segundo CA 04/2022 Present
Sherpherd School District #37 Shepherd MT 08/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Ffec Wealth Partners Billings MT 04/2022 Present
  • 03/2016 → 04/2022
    First Financial Equity Corporation
    Billings, MT
  • 03/2013 → 05/2025
    Double Diamond Oilfield Services Llc
    Shepherd, MT
  • 04/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2022 → Present
    Sherpherd School District #37
    Shepherd, MT
  • 06/2023 → Present
    Schaumburg, IL
  • 04/2022 → Present
    Ffec Wealth Partners
    Billings, MT
Other Businesses

(1) NAME OF OTHER BUSINESS: SHEPHERD SCHOOL DISTRICT #37; INVESTMENT RELATED: NO ; ADDRESS: 7842 SHEPHERD RD SHEPHERD, MT 59079; NATURE OF BUSINESS: COACHNG; START DATE: 8/2022; POSITION/TITLE/RELATIONSHIP: GIRLS VOLLEYBALL COACH; APX NUMBER OF HOURS PER WEEK: 15 ; APX NUMBER OF HOURS DURING TRADING HOURS: 15 ; BRIEF DESCRIPTION OF DUTIES: TEACHING VOLLEYBALL TECHNICAL SKILLS, GUIDANCE AT PRACTICE AND GAMES; (2) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE:09/2016 ; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ; (3) NAME OF OTHER BUSINESS: FFEC WEALTH PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 4/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL/OSJ MANAGER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-09
  • S66 Uniform Combined State Law Examination
    2023-01-09
Other Names
  • Erin Long

View on SEC IAPD

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