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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-04-17 |
| TX | RA | APPROVED | 2024-01-02 |
| MT | RA | APPROVED | 2023-06-29 |
Branch Locations
550 N. 31St Street Suite 530, Billings, MT 59101 • United States
7373 N Scottsdale Rd Ste A250, Scottsdale, AZ 85253 • United States
3573 E Sunrise Drive Ste 133, Tucson, AZ 85718 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Financial Equity Corporation | Billings | MT | 03/2016 | 04/2022 |
| Double Diamond Oilfield Services Llc | Shepherd | MT | 03/2013 | 05/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 04/2022 | Present |
| Sherpherd School District #37 | Shepherd | MT | 08/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Ffec Wealth Partners | Billings | MT | 04/2022 | Present |
(1) NAME OF OTHER BUSINESS: SHEPHERD SCHOOL DISTRICT #37; INVESTMENT RELATED: NO ; ADDRESS: 7842 SHEPHERD RD SHEPHERD, MT 59079; NATURE OF BUSINESS: COACHNG; START DATE: 8/2022; POSITION/TITLE/RELATIONSHIP: GIRLS VOLLEYBALL COACH; APX NUMBER OF HOURS PER WEEK: 15 ; APX NUMBER OF HOURS DURING TRADING HOURS: 15 ; BRIEF DESCRIPTION OF DUTIES: TEACHING VOLLEYBALL TECHNICAL SKILLS, GUIDANCE AT PRACTICE AND GAMES; (2) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE:09/2016 ; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ; (3) NAME OF OTHER BUSINESS: FFEC WEALTH PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 4/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL/OSJ MANAGER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-09 |
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