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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-05 |
| GA | RA | APPROVED | 2024-06-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 06/2016 | 02/2020 |
| E*Trade Securities Llc | Alpharetta | GA | 02/2020 | 06/2020 |
| E*Trade Securities Llc | Alpharetta | GA | 06/2020 | 08/2021 |
| E*Trade Securities Llc | Alpharetta | GA | 08/2016 | 09/2021 |
| Morgan Stanley Services Group Inc. | Alpharetta | GA | 09/2021 | 05/2024 |
| Morgan Stanley | Alpharetta | GA | 09/2021 | 05/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 05/2024 | Present |
| Bank Of America, N.A. | Atlanta | GA | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-15 |
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