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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-11-08
TX RA APPROVED 2021-11-08
  • SC RA
    APPROVED
    Since 2021-11-08
  • TX RA
    APPROVED
    Since 2021-11-08

Branch Locations

Florence, SC • United States

1034 Broad Street, Camden, SC 29020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2016 11/2021
Lpl Financial Llc Camden SC 11/2021 Present
Previous Registrations
  • 2016-11-25 → 2021-11-09
    Florence, SC
    St Louis, MO
    Florence, SC
    Florence, SC
    Florence, SC
Other Businesses

1)11/05/2021 - Lumen Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 11/2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-12
  • S66 Uniform Combined State Law Examination
    2016-09-12
Other Names
  • Wilson Blake Branham

View on SEC IAPD

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