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Brian James Callaghan

Spc

Ann Arbor, MI

Okemos, MI

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-02-05
TX RA APPROVED_RES 2023-03-13
MI RA APPROVED 2021-08-13
  • IL RA
    APPROVED
    Since 2025-02-05
  • TX RA
    APPROVED_RES
    Since 2023-03-13
  • MI RA
    APPROVED
    Since 2021-08-13

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

4121 Okemos Rd. Suite 12, Okemos, MI 48864 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Okemos MI 07/2008 08/2021
Sigma Planning Corporation Okemos MI 08/2021 Present
Sigma Financial Corporation Okemos MI 08/2021 Present
  • 07/2008 → 08/2021
    Lincoln Financial Securities Corporation
    Okemos, MI
  • 08/2021 → Present
    Sigma Planning Corporation
    Okemos, MI
  • 08/2021 → Present
    Sigma Financial Corporation
    Okemos, MI
Previous Registrations
  • 2012-05-04 → 2021-08-16
    Osaic Fs, Inc.
    Okemos, MI
    Okemos, MI
Other Businesses

1. FAMILY LIFE FINANCIALS, 4121 OKEMOS RD, SUITE 12, OKEMOS, MI 48864. CATEGORY: INSURANCE. INVESTMENT RELATED: YES; TITLE: AGENT; DUTIES: OFFERS ACCIDENT & HEALTH, TERM LTC, DISABILITY, FIXED AND TRADITIONAL INSURANCE PRODUCTS AS WELL AS FIXED/INDEXED ANNUITIES, START: 3/2005; HOURS PER MONTH: 5; HOURS PER MONTH DURING TRADING HOURS: 2. 2. BRIAN CALLAGHAN, 4121 OKEMOS ROAD, SUITE 12, OKEMOS, MI 48864; CATEGORY: INSURANCE; INVESTMENT-RELATED: YES; TITLE: AGENT; DUTIES: OFFERING FIXED/INDEXED ANNUITIES AND TRADITIONAL LIFE INSURANCE PRODUCTS; START DATE: 9/2006; HOURS PER MONTH:5; HOURS PER MONTH DURING TRADING HOURS:2 3. BCWJC LLC DBA Family Life Financial Services of Michigan - Sole owner/member. LLC formed in Western Springs, IL. Start date: 5/7/26, approx. 160 hrs/mo, all during mkt hrs. INV REL: Y 4. Owner/Manager - BJC Colorado LLC. LLC formed 2/3/26 for real estate rental for property located at 1441 Humbolt, Unit 304, Denver, CO. LLC formed in Western Springs, IL. Duties: maintains rental property. Approx. 10 hrs/mo. INV REL: Y 5. Notary public in Illinois. Provide notary services on an as-needed basis. Commission dates: 5/10/26 - 5/10/30. Approx. 1 hr/mo INV REL: Y

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-29
S63 Uniform Securities Agent State Law Examination 2005-01-26
  • S65 Uniform Investment Adviser Law Examination
    2012-03-29
  • S63 Uniform Securities Agent State Law Examination
    2005-01-26
Other Names
  • Brian Callaghan

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