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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-12-14
TX RA APPROVED 2018-08-06
KY RA APPROVED 2018-04-13
  • OH RA
    APPROVED
    Since 2020-12-14
  • TX RA
    APPROVED
    Since 2018-08-06
  • KY RA
    APPROVED
    Since 2018-04-13

Branch Locations

Lexington, KY • United States

300 Buttermilk Pike, Fort Mitchell, KY 41017 • United States

300 W Vine St, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Mitchell KY 12/2017 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cincinnati OH 06/2016 03/2017
Miami University Oxford OH 08/2013 05/2017
Unemployed West Chester OH 05/2017 12/2017
Bank Of America, N.A. Fort Mitchell KY 03/2018 Present
Other Businesses

I*2855268, Entity Type: , Name of OBA: MLPF& S CUST FPO A M S IRA FBO A M S, Address: Lexington, Kentucky, 40509, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 09/12/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*3193267 Entity Type: N/A Name of OBA: MLPF& S CUST FPO J E A IRA FBO J E A Address: West Chester, Ohio, 45069 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11/20/2025 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Power of Attorney Parents I*3193268 Entity Type: N/A Name of OBA: JJ E A TOD BENEFICIARIES ON FILE Address: West Chester, Ohio, 45069 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11/20/2025 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Power of Attorney Parents I*3193266 Entity Type: N/A Name of OBA: MLPF& S CUST FPO J E A RRA FBO J E A Address: West Chester, Ohio, 45069 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11/20/2025 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Power of Attorney Parents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-12
  • S66 Uniform Combined State Law Examination
    2018-04-12
Other Names
  • Katelyn L Augustine
  • Katelyn Augustine
  • Katelyn Lee Augustine
  • Katelyn L Scheller

View on SEC IAPD

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