Thomas Michael Nowak

Current Employers

Quantum Financial Planning Llc

Langley, WA • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-11-10
WA	RA	APPROVED	2020-07-08
WI	RA	APPROVED	2015-03-26
IL	RA	APPROVED	2005-02-15

TX RA
APPROVED_RES

Since 2020-11-10
WA RA
APPROVED

Since 2020-07-08
WI RA
APPROVED

Since 2015-03-26
IL RA
APPROVED

Since 2005-02-15

Branch Locations

Langley, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Quantum Financial Planning Llc	Grayslake	IL	01/2005	08/2020
Quantum Financial Planning Llc	Langley	WA	08/2020	Present

01/2005 → 08/2020

Quantum Financial Planning Llc

Grayslake, IL
08/2020 → Present

Quantum Financial Planning Llc

Langley, WA

Other Businesses

THOMAS NOWAK IS A PUBLISHED AUTHOR (LOW FEE SOCIALLY RESPONSIBLE INVESTING; LOW FEE VEGAN INVESTING), AND RECEIVES ROYALTY INCOME WHICH MAY AMOUNT UP TO 2% OF ANNUAL REVENUES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-10-14

S65 Uniform Investment Adviser Law Examination

2004-10-14

Designations

View on SEC IAPD