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Caroline Griffith Edwards

Putnam Investment Management, LLC

Boston, MA

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Current Employers
Putnam Investment Management, Llc

100 Federal St, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-04-30
  • MA RA
    APPROVED
    Since 2018-04-30

Branch Locations

100 Federal St, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Investment Management Boston MA 09/2008 Present
Franklin Distributors, Llc Boston MA 07/2024 Present
Putnam Retail Management Boston MA 09/2008 07/2024
  • 09/2008 → Present
    Putnam Investment Management
    Boston, MA
  • 07/2024 → Present
    Franklin Distributors, Llc
    Boston, MA
  • 09/2008 → 07/2024
    Putnam Retail Management
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-12
S63 Uniform Securities Agent State Law Examination 2005-02-01
  • S65 Uniform Investment Adviser Law Examination
    2018-04-12
  • S63 Uniform Securities Agent State Law Examination
    2005-02-01
Other Names
  • Caroline Marie Griffith
  • Caroline Marie Edwards

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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