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Daniel Vincent Beringer

Arax Advisory Partners

Nashville, TN

New York, NY

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Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APP_PEND_IARCE 2026-02-02
  • TN RA
    APP_PEND_IARCE
    Since 2026-02-02

Branch Locations

Nashville, TN • United States

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Woodland Hills CA 06/2016 03/2022
Charles Schwab Bank Woodland Hills CA 11/2017 03/2022
Gries Financial Llc Cleveland OH 04/2022 01/2026
Arax Advisory Partners Llc Denver CO 02/2026 Present
  • 06/2016 → 03/2022
    Charles Schwab & Co., Inc
    Woodland Hills, CA
  • 11/2017 → 03/2022
    Charles Schwab Bank
    Woodland Hills, CA
  • 04/2022 → 01/2026
    Gries Financial Llc
    Cleveland, OH
  • 02/2026 → Present
    Arax Advisory Partners Llc
    Denver, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-15
  • S66 Uniform Combined State Law Examination
    2016-11-15
Designations

View on SEC IAPD

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