Thomas Walt Lifson

Current Employers

Employment History

• 08/2015 → 03/2017
  Jefferies Llc
  New York, NY
• 03/2017 → 02/2025
  Citigroup
  San Francisco, CA
• 06/2025 → Present
  Svb Wealth
  Raleigh, NC
• 03/2025 → Present
  First Citizens Bank
  San Francisco, CA

Previous Registrations

• 2017-04-20 → 2025-02-26
  Citigroup Global Markets Inc.
  New York, NY
  San Francisco, CA
  Novato, CA
• 2013-07-16 → 2013-12-09
  Piper Jaffray Investment Management, Llc
  San Francisco, CA
  Minneapolis, MN
• 2012-02-06 → 2013-08-02
  Invesco Managed Accounts, Llc
  Seattle, WA
• 2009-06-01 → 2012-02-16
  Morgan Stanley
  Purchase, NY
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  New York, NY
• 2006-07-06 → 2007-04-02
  Morgan Stanley Dw Inc.
  Purchase, NY
  San Rafael, CA
• 2005-06-10 → 2006-06-07
  Morgan Stanley Dw Inc.
  San Rafael, CA
  San Rafael, CA

Other Businesses

MedKal Health Ltd.; Biotechnology Startup; Not investment-related; Stirling, Scotland, UK; Affiliation started on 01/01/2021; Title: Advisor; Duties: serve as an unofficial advisor on balance sheet and cash management for the company; 0 hours devoted each month during securities trading hours; 8 hours devoted each month outside securities trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2017-04-20
• S63 Uniform Securities Agent State Law Examination
  2005-01-24

Other Names

• Thomas Walt Lifson
• Thomas Walt Lifson
• Thomas W Lifson