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Aaron Hare

Scs

Bellevue, WA

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Current Employers
Scs

10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-13
WA RA APPROVED 2021-04-07
  • TX RA
    APPROVED_RES
    Since 2022-12-13
  • WA RA
    APPROVED
    Since 2021-04-07

Branch Locations

10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Tacoma WA 08/2009 11/2016
Charles Schwab Bank Tacoma WA 08/2009 11/2016
Cetera Investment Services Llc St Cloud MN 09/2018 03/2021
Cetera Investment Advisers Llc Tacoma WA 09/2018 03/2021
Heritage Bank Tacoma WA 09/2018 03/2021
Unemployed Tacoma WA 11/2016 08/2018
Lpl Financial, Llc Bellevue WA 03/2021 Present
Scs (Sound Consulting Services) Bellevue WA 03/2021 Present
  • 08/2009 → 11/2016
    Tacoma, WA
  • 08/2009 → 11/2016
    Charles Schwab Bank
    Tacoma, WA
  • 09/2018 → 03/2021
    Cetera Investment Services Llc
    St Cloud, MN
  • 09/2018 → 03/2021
    Tacoma, WA
  • 09/2018 → 03/2021
    Heritage Bank
    Tacoma, WA
  • 11/2016 → 08/2018
    Unemployed
    Tacoma, WA
  • 03/2021 → Present
    Lpl Financial, Llc
    Bellevue, WA
  • 03/2021 → Present
    Scs (Sound Consulting Services)
    Bellevue, WA
Previous Registrations
Other Businesses

1) 3/2021 - DBA for LPL Business (entity for LPL business) - Northwest SCS - Bellevue, WA 98004 2) 3/2021 - DBA for LPL Business (entity for LPL business) - SCS - Bellevue, WA 98004 3) 7/9/2021 - SCS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 03/30/2021 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through SCS, an independent investment advisor firm. I started this business activity in 03/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 02/22/2022- ASH Brokerage - Investment Related - 888 South Harrison Street, Suite #900. Fort Wayne, IN 46802 - Non-Variable Insurance - Producer - Start Date - 09/01/2021 - 4 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-21
  • S66 Uniform Combined State Law Examination
    2005-03-21
Other Names
  • Aaron S. Hare
  • Aaron Scott Hare

View on SEC IAPD

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