James Frederic Chetwood Iii

Current Employers

Employment History

• 05/2015 → 05/2022
  Purshe Kaplan Sterling Investments
  Albany, NY
• 05/2015 → 05/2022
  Adams Chetwood Wealth Management
  Durham, NC
• 06/2022 → Present
  Aw Securities
  Durham, NC
• 06/2022 → Present
  Allworth Financial
  Durham, NC

Previous Registrations

• 2015-05-29 → 2022-07-07
  Adams Chetwood Wealth Management Llc
  Durham, NC
• 2006-07-10 → 2015-06-01
  Wells Fargo Clearing Services, Llc
  Durham, NC
  Durham, NC

Other Businesses

1. THE SUMMIT CHURCH, NON- INVESTMENT RELATED, ADDRESS: 2335-14 PRESIDENTIAL DR., DURHAM, NC 27703, CHURCH, POSITION: ELDER, START DATE: 01/01/2010, 10 HOURS DEVOTED A MONTH, DUTIES: PROVIDE BROAD OVERSIGHT TO THE CHURCH AS A SITTING MEMBER OF AN EIGHT PERSON ELDER BOARD. 2. Chetwood Adams Real Estate LLC. 2235 Gateway Access Point, Suite 201, Raleigh NC 27607; Owning and managing a commercial building. Includes tenant management and building maintenance. It is NOT investment related; Manager; Manage tenants, lease contracts, building maintenance, and finances; Start Date: 10/5/2017; 20 hours per month during securities during securities trading hours. 3. Author of Retire to the Fullest: Four Dimensions of Financial Peace of Mind 4. Restorative Point, LLC - Vacation Rental Owner - Real estate investment related - 4 hours per month not during trading or business hours 5. Trinity School of Durham, Chapel Hill - Board Member - not investment related and no income - 8 hours per month not during trading or business hours

Exams

• S66 Uniform Combined State Law Examination
  2006-07-07

Designations

Other Names

• Eric Chetwood