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Current Employers
John Hancock Investment Management Llc

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2019-11-13
  • MA RA
    APPROVED
    Since 2019-11-13

Branch Locations

200 Berkeley St., Boston, MA 02116-5022 • United States

197 Clarendon St, Boston, MA 02116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2016 07/2017
John Hancock Investments Boston MA 09/2017 Present
John Hancock Funds, Llc Boston MA 10/2017 Present
  • 06/2016 → 07/2017
    The Vanguard Group, Inc.
    Charlotte, NC
  • 09/2017 → Present
    John Hancock Investments
    Boston, MA
  • 10/2017 → Present
    John Hancock Funds, Llc
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-30
S63 Uniform Securities Agent State Law Examination 2016-08-04
  • S66 Uniform Combined State Law Examination
    2019-10-30
  • S63 Uniform Securities Agent State Law Examination
    2016-08-04
Other Names
  • Alexa Raye Burger

View on SEC IAPD

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