Joseph P Esposito

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-12-26

NJ RA
APPROVED

Since 2023-12-26

Branch Locations

Hoboken, NJ • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

1000 Harbor Boulevard, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Paramus	NJ	10/2018	12/2023
Trinity Laser Inc.	Carlstadt	NJ	06/2017	08/2017
Greenwich Associates	Stamford	CT	09/2017	09/2018
Reimagine Holdings Group	New Canaan	CT	02/2017	04/2017
Fairfield University	Fairfield	CT	09/2013	05/2017
Morgan Stanley Private Bank, N.A.	New York	NY	03/2019	12/2023
Ubs Financial Services, Inc	Weehawken	NJ	12/2023	Present

10/2018 → 12/2023

Morgan Stanley

Paramus, NJ
06/2017 → 08/2017

Trinity Laser Inc.

Carlstadt, NJ
09/2017 → 09/2018

Greenwich Associates

Stamford, CT
02/2017 → 04/2017

Reimagine Holdings Group

New Canaan, CT
09/2013 → 05/2017

Fairfield University

Fairfield, CT
03/2019 → 12/2023

Morgan Stanley Private Bank, N.A.

New York, NY
12/2023 → Present

Ubs Financial Services, Inc

Weehawken, NJ

Previous Registrations

2019-02-28 → 2024-01-04

Morgan Stanley

Paramus, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-02-28

S66 Uniform Combined State Law Examination

2019-02-28

Other Names

Joseph Peter Esposito
Joseph P Esposito
Joseph Esposito

View on SEC IAPD

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