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Billy Ray Potter

Knight Of California LLC

Carmel, CA

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Current Employers
Knight Of California Llc

Carmel, CA • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2019-10-28
CA RA APPROVED 2016-08-26
  • KY RA
    APPROVED
    Since 2019-10-28
  • CA RA
    APPROVED
    Since 2016-08-26

Branch Locations

Carmel, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knight Of California Llc Carmel CA 09/2007 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-20
  • S65 Uniform Investment Adviser Law Examination
    2016-07-20

View on SEC IAPD

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