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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-12-22
VI RA APPROVED 2019-10-30
TX RA APPROVED 2019-10-29
  • CT RA
    APPROVED
    Since 2023-12-22
  • VI RA
    APPROVED
    Since 2019-10-30
  • TX RA
    APPROVED
    Since 2019-10-29

Branch Locations

53 State Street Suite 3600, Boston, MA 02109-1875 • United States

Boston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Retail Management Andover MA 06/2016 06/2018
Nomura Securities International, Inc. New York NY 06/2018 04/2019
Rbc Capital Markets, Llc. Boston MA 08/2019 Present
Unemployed Newton MA 04/2019 08/2019
City National Bank Boston MA 11/2019 Present
  • 06/2016 → 06/2018
    Putnam Retail Management
    Andover, MA
  • 06/2018 → 04/2019
    Nomura Securities International, Inc.
    New York, NY
  • 08/2019 → Present
    Boston, MA
  • 04/2019 → 08/2019
    Unemployed
    Newton, MA
  • 11/2019 → Present
    City National Bank
    Boston, MA
Other Businesses

NAME OF ENTITY: John M. Barry Boys and Girls Club of Newton; ADDRESS: 675 Watertown St, Newton, MA 02460, United States; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Boys and Girls Club; CAPACITY: Board of Directors; START DATE: 03/01/2021; DUTIES: I will be a part of the program committee which decides the programs that will be offered to the children at the Boys and Girls Club and I will be on the resource committee which involves helping the Boys and Girls club raise money from individuals, corporations, and foundations; HOURS DEVOTED PER MONTH: 30min/mnth; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-09-06
S63 Uniform Securities Agent State Law Examination 2016-08-09
  • S65 Uniform Investment Adviser Law Examination
    2019-09-06
  • S63 Uniform Securities Agent State Law Examination
    2016-08-09
Other Names
  • Gregory M Kelley
  • Gregory M. Kelley

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