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Connor James Gallivan

Marathon Financial Group

Boston, MA

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Current Employers
Marathon Financial Group

131 Dartmouth Street 3Rd Floor, Boston, MA 02116 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2026-08-26
MA RA APPROVED 2025-10-21
  • RI RA
    APPROVED
    Since 2026-08-26
  • MA RA
    APPROVED
    Since 2025-10-21

Branch Locations

131 Dartmouth Street 3Rd Floor, Boston, MA 02116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Retail Management Andover MA 06/2016 10/2020
The Bulfinch Group Needham MA 10/2020 01/2021
Guardian Life Insurance Company Needham Heights MA 01/2021 06/2023
Park Avenue Securities Needham Heights MA 01/2021 06/2023
Newedge Securities Inc Pittsburgh PA 06/2023 09/2025
Newedge Advisors New Orleans LA 06/2023 09/2025
Marathon Financial Group Boston MA 09/2025 Present
  • 06/2016 → 10/2020
    Putnam Retail Management
    Andover, MA
  • 10/2020 → 01/2021
    The Bulfinch Group
    Needham, MA
  • 01/2021 → 06/2023
    Guardian Life Insurance Company
    Needham Heights, MA
  • 01/2021 → 06/2023
    Park Avenue Securities
    Needham Heights, MA
  • 06/2023 → 09/2025
    Newedge Securities Inc
    Pittsburgh, PA
  • 06/2023 → 09/2025
    Newedge Advisors
    New Orleans, LA
  • 09/2025 → Present
    Marathon Financial Group
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-25
S63 Uniform Securities Agent State Law Examination 2016-10-03
  • S65 Uniform Investment Adviser Law Examination
    2020-08-25
  • S63 Uniform Securities Agent State Law Examination
    2016-10-03
Other Names
  • Connor James Gallivan
  • Connor J Gallivan

View on SEC IAPD

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JEFFREY ABRAHAM BESHANSKY
Holly A Dumlupinar
Andrew Joseph Busa

Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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