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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-12-14
CA RA APPROVED 2016-08-12
  • TX RA
    APPROVED
    Since 2017-12-14
  • CA RA
    APPROVED
    Since 2016-08-12

Branch Locations

2099 Gold Street, Alviso, CA 95002-2028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cisco Systems San Jose CA 04/2012 02/2017
Wfgia Alviso CA 05/2014 Present
Transamerica Financial Advisors Alviso CA 08/2016 Present
Delta Products Corporation Fremont CA 02/2017 10/2019
Heartland Institute Of Financial Education Greenwood Village CO 07/2015 Present
Ciena Corporation San Jose CA 10/2019 Present
Legacyshield Solutions, Inc. Ponte Vedra Beach FL 05/2021 04/2022
World System Builders (Wsb) Alviso CA 05/2014 Present
  • 04/2012 → 02/2017
    Cisco Systems
    San Jose, CA
  • 05/2014 → Present
    Wfgia
    Alviso, CA
  • 08/2016 → Present
    Transamerica Financial Advisors
    Alviso, CA
  • 02/2017 → 10/2019
    Delta Products Corporation
    Fremont, CA
  • 07/2015 → Present
    Heartland Institute Of Financial Education
    Greenwood Village, CO
  • 10/2019 → Present
    Ciena Corporation
    San Jose, CA
  • 05/2021 → 04/2022
    Legacyshield Solutions, Inc.
    Ponte Vedra Beach, FL
  • 05/2014 → Present
    World System Builders (Wsb)
    Alviso, CA
Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). WSB - is a co-brand that is used by agents affiliated with World Financial Group Insurance Agency, an insurance agency affiliate of Transamerica Financial Advisors, LLC World System Builders (WSB) | marketing | approved co-brand company with WFGIA | investment related | 5/2014 | Alviso, CA Heartland Institute of Financial Education/8301 East Prentice Avenue, Suite 312 Greenwood Village, CO 80111/They offer college coaching program. They are one of the affiliated providers with WFG/College Consultant/07/09/2015/3/0/I enroll students into the college coaching program whenever a student is interested to have a college coach CIENA CORPORATION /1019 TO PRESENT/ INVESTMENT RELATED: NO /address: 3939 N 1ST ST SAN JOSE, CA 95134/ SR MANAGER, PV/SVT / NETWORKING HW AND SW COMPANY. THEY SELL OPTICAL NETWORKING PRODUCTS AND LICENSES THEIR NETWORK OPERATING SYSTEMS SW. /hrs work monthly: 160/Sec trading hrs: 4/ I WILL BE MANAGING A TEAM QUALITY ASSURANCE ENGINEERS AND AUTOMATION FRAMEWORK ENGINEERS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-08-05
S65 Uniform Investment Adviser Law Examination 2016-01-14
  • S63 Uniform Securities Agent State Law Examination
    2026-08-05
  • S65 Uniform Investment Adviser Law Examination
    2016-01-14
Other Names
  • Roger Edgar Rosario Cortes
  • Roger Cortes

View on SEC IAPD

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