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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-12-14 |
| CA | RA | APPROVED | 2016-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cisco Systems | San Jose | CA | 04/2012 | 02/2017 |
| Wfgia | Alviso | CA | 05/2014 | Present |
| Transamerica Financial Advisors | Alviso | CA | 08/2016 | Present |
| Delta Products Corporation | Fremont | CA | 02/2017 | 10/2019 |
| Heartland Institute Of Financial Education | Greenwood Village | CO | 07/2015 | Present |
| Ciena Corporation | San Jose | CA | 10/2019 | Present |
| Legacyshield Solutions, Inc. | Ponte Vedra Beach | FL | 05/2021 | 04/2022 |
| World System Builders (Wsb) | Alviso | CA | 05/2014 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). WSB - is a co-brand that is used by agents affiliated with World Financial Group Insurance Agency, an insurance agency affiliate of Transamerica Financial Advisors, LLC World System Builders (WSB) | marketing | approved co-brand company with WFGIA | investment related | 5/2014 | Alviso, CA Heartland Institute of Financial Education/8301 East Prentice Avenue, Suite 312 Greenwood Village, CO 80111/They offer college coaching program. They are one of the affiliated providers with WFG/College Consultant/07/09/2015/3/0/I enroll students into the college coaching program whenever a student is interested to have a college coach CIENA CORPORATION /1019 TO PRESENT/ INVESTMENT RELATED: NO /address: 3939 N 1ST ST SAN JOSE, CA 95134/ SR MANAGER, PV/SVT / NETWORKING HW AND SW COMPANY. THEY SELL OPTICAL NETWORKING PRODUCTS AND LICENSES THEIR NETWORK OPERATING SYSTEMS SW. /hrs work monthly: 160/Sec trading hrs: 4/ I WILL BE MANAGING A TEAM QUALITY ASSURANCE ENGINEERS AND AUTOMATION FRAMEWORK ENGINEERS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-08-05 |
| S65 | Uniform Investment Adviser Law Examination | 2016-01-14 |
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