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Current Employers
Putnam Investment Management, Llc

100 Federal St, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2019-11-13
  • MA RA
    APPROVED
    Since 2019-11-13

Branch Locations

100 Federal St, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Connecticut College New London CT 09/2016 05/2017
Putnam Investment Management Andover MA 09/2017 Present
Athletic Republic Norwood MA 06/2017 08/2017
Franklin Distributors Llc Boston MA 07/2024 Present
Putnam Retail Management Boston MA 09/2017 07/2024
  • 09/2016 → 05/2017
    Connecticut College
    New London, CT
  • 09/2017 → Present
    Putnam Investment Management
    Andover, MA
  • 06/2017 → 08/2017
    Athletic Republic
    Norwood, MA
  • 07/2024 → Present
    Franklin Distributors Llc
    Boston, MA
  • 09/2017 → 07/2024
    Putnam Retail Management
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-01
S63 Uniform Securities Agent State Law Examination 2018-01-20
  • S65 Uniform Investment Adviser Law Examination
    2019-11-01
  • S63 Uniform Securities Agent State Law Examination
    2018-01-20

View on SEC IAPD

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