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William H Shipman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-06
TX RA APPROVED 2017-07-19
GA RA APPROVED 2017-07-13
  • CA RA
    APPROVED
    Since 2020-11-06
  • TX RA
    APPROVED
    Since 2017-07-19
  • GA RA
    APPROVED
    Since 2017-07-13

Branch Locations

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 03/2017 Present
California Polytechnic University Of San Luis Obispo San Luis Obispo CA 09/2012 03/2017
Bank Of America, N.A. Atlanta GA 10/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-20
  • S66 Uniform Combined State Law Examination
    2017-06-20
Other Names
  • William H Shipman
  • Billy Shipman
  • William Shipman
  • William Harry Shipman

View on SEC IAPD

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