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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-03-31 |
Branch Locations
142 New Moriches Road, Lake Grove, NY 11755-1300 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Melville | NY | 08/2017 | 01/2019 |
| Southern New Hampshire University | Manchester | NH | 09/2015 | 05/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Melivlle | NY | 02/2019 | 03/2021 |
| Bank Of America, N.A. | Melville | NY | 06/2019 | 03/2021 |
| Morgan Stanley Smith Barney Llc | Garden City | NY | 03/2021 | 02/2023 |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2021 | 02/2023 |
| Fidelity Investments | Lake Grove | NY | 02/2023 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-09 |
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