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Margaret F. Guffin

J.P. Morgan Securities LLC

Atlanta, GA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-11-09
TX RA APPROVED 2023-11-07
  • GA RA
    APPROVED
    Since 2023-11-09
  • TX RA
    APPROVED
    Since 2023-11-07

Branch Locations

3424 Peachtree Rd Ne Floor 24, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ernst & Young Dallas TX 09/2017 10/2018
Neuberger Berman Dallas TX 11/2018 09/2021
Goldman Sachs Atlanta GA 10/2021 08/2022
University Of Alabama Tuscaloosa AL 08/2016 05/2017
Unemployed Marietta GA 06/2017 08/2017
Prudential Private Capital Atlanta GA 08/2022 09/2023
Jpmorgan Chase Bank, Na Atlanta GA 10/2023 Present
Jpmorgan Securities Llc Atlanta GA 10/2023 Present
  • 09/2017 → 10/2018
    Ernst & Young
    Dallas, TX
  • 11/2018 → 09/2021
    Neuberger Berman
    Dallas, TX
  • 10/2021 → 08/2022
    Goldman Sachs
    Atlanta, GA
  • 08/2016 → 05/2017
    University Of Alabama
    Tuscaloosa, AL
  • 06/2017 → 08/2017
    Unemployed
    Marietta, GA
  • 08/2022 → 09/2023
    Prudential Private Capital
    Atlanta, GA
  • 10/2023 → Present
    Jpmorgan Chase Bank, Na
    Atlanta, GA
  • 10/2023 → Present
    Jpmorgan Securities Llc
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-07
S63 Uniform Securities Agent State Law Examination 2021-11-18
  • S65 Uniform Investment Adviser Law Examination
    2023-11-07
  • S63 Uniform Securities Agent State Law Examination
    2021-11-18
Other Names
  • Margaret Lauren Fadus
  • Margaret Fadus Guffin

View on SEC IAPD

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