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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-19 |
Branch Locations
3840 El Dorado Hills Blvd Suite 201, El Dorado Hills, CA 95762 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital | Minneapolis | MN | 06/2016 | 03/2019 |
| Weston & Tuttle Llp | Cameron Park | CA | 08/2013 | 12/2017 |
| Questar Asset Management | Minneapolis | MN | 06/2016 | 03/2019 |
| Woodbury Financial Services, Inc. | El Dorado Hills | CA | 03/2019 | Present |
| Woodbury Financial Services, Inc. | El Dorado Hills | CA | 03/2019 | 01/2024 |
| Hoppe & Cottrell Llp | El Dorado Hills | CA | 12/2017 | Present |
| Osaic Wealth, Inc. | El Dorado Hills | CA | 01/2024 | Present |
1. HOPPE COTTRELL LLP POSITION: Partner NATURE: Limited Liability Partnership INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2018 ADDRESS: 3860 El Dorado Hills Blvd #503, El Dorado Hills CA 95762, United States DESCRIPTION: CPA and tax advisor for individual and business clients. 2. HOPPE COTTRELL ADVISORS LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/01/2019 ADDRESS: 3860 El Dorado Hills Blvd #503, El Dorado Hills CA 95762, United States DESCRIPTION: Sales and service of fixed insurance products such as term life insurance and other insurance contracts.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-12-20 |
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