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1 University Square Drive, Princeton, NJ 08540 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-04-22 |
| NY | RA | APPROVED | 2024-04-22 |
Branch Locations
50 Hudson Yards, New York, NY 10001 • United States
1 University Square Drive, Princeton, NJ 08540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 07/2017 | 02/2018 |
| North Carolina State University | Raleigh | NC | 08/2013 | 05/2017 |
| Morgan Stanley | Chapel Hill | NC | 03/2018 | 07/2023 |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2019 | 07/2023 |
| Global X Management Company Llc | New York | NY | 07/2023 | 01/2024 |
| Foreside Fund Services, Llc | New York | NY | 09/2023 | 01/2024 |
| Blackrock | Princeton | NJ | 04/2024 | Present |
| Blackrock Investments, Llc | Princeton | NJ | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-08 |
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