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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-26
FL RA APPROVED 2019-05-23
  • TX RA
    APPROVED
    Since 2019-11-26
  • FL RA
    APPROVED
    Since 2019-05-23

Branch Locations

9000 Southside Blvd Central Business Review Unit, Jacksonville, FL 32256 • United States

Jacksonville, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 06/2011 Present
Other Businesses

I*1462270 For profit or not for profit: Entity Charitable Name of outside business organization: Jax Plays Investment related: N Address of business: Jacksonville, Florida, 32208, United States Nature of business: ["Business or Industry Organization"] Position, title, association: ["Treasurer","Board Member","Director"], Start date of relationship: 10/1/2023 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Jax Plays (https://jaxplays.org/) serves as a database for theater productions in the Jacksonville Area. It is in the process of filing as a Non-Profit Corporation. I have been asked to sit on the Board of Directors and to be the Treasurer. There will be

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-21
S63 Uniform Securities Agent State Law Examination 2016-09-16
  • S66 Uniform Combined State Law Examination
    2019-05-21
  • S63 Uniform Securities Agent State Law Examination
    2016-09-16

View on SEC IAPD

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