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Carlos F Singer

Hsbc Securities (Usa) Inc.

New York, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-25
  • NY RA
    APPROVED
    Since 2021-10-25

Branch Locations

66 Hudson Boulevard Floors 3, 4, 5, 30, And Suites 2406, 2407, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 08/2019 09/2021
Activest Wealth Management Aventura FL 06/2017 05/2018
Lera Investment Technologies Miami FL 05/2018 05/2019
Cornell University Ithaca NY 08/2013 05/2017
Morgan Stanley Private Bank, N.A New York NY 11/2019 09/2021
Hsbc Securities (Usa) Inc. New York NY 09/2021 Present
  • 08/2019 → 09/2021
    Morgan Stanley
    New York, NY
  • 06/2017 → 05/2018
    Activest Wealth Management
    Aventura, FL
  • 05/2018 → 05/2019
    Lera Investment Technologies
    Miami, FL
  • 08/2013 → 05/2017
    Cornell University
    Ithaca, NY
  • 11/2019 → 09/2021
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 09/2021 → Present
    Hsbc Securities (Usa) Inc.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-27
  • S66 Uniform Combined State Law Examination
    2019-12-27
Other Names
  • Carlos Federico Singer
  • Carlos Singer

View on SEC IAPD

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