Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-30
PA RA APPROVED 2021-08-26
TX RA APPROVED 2021-08-26
  • FL RA
    APPROVED
    Since 2026-07-30
  • PA RA
    APPROVED
    Since 2021-08-26
  • TX RA
    APPROVED
    Since 2021-08-26

Branch Locations

Miami , FL • United States

100 S.E. 2Nd Street 25Th, Miami, FL 33131 • United States

1735 Market Street 44Th Floor, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oig Wealth Management Miami FL 08/2016 09/2018
Kovack Securities, Inc. Fort Lauderdale FL 08/2016 09/2018
Morgan Stanley Miami FL 09/2018 09/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Blue Bell PA 10/2019 08/2021
Florida International University Miami FL 08/2014 05/2018
Ubs Financial Services Inc Philadelphia PA 08/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-11
  • S66 Uniform Combined State Law Examination
    2019-02-11

View on SEC IAPD

More in Miami, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor